Regulatory Compliance Specialist at Altis Recruitment

• Job Location North York, Ontario, Canada
• Seniority Associate
• Type Full-time

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Description

Location: North York (On-site, 5 days per week) Language: English (Written and Spoken) Background Check Requirement: Criminal and Credit Check required About the Opportunity We are partnering with a distinguished wealth management firm in North York to identify a dedicated Compliance Specialist.

This organization is built on a "buy and hold" investment philosophy and values stability, integrity, and long-term client relationships.

This is a pivotal time to join the team as they focus on future planning and sustainable growth.

You will play a crucial role in the firm's succession plan, working closely with the Chief Compliance Officer (CCO) to absorb knowledge and eventually step into senior leadership.

Beyond compliance, you will gain exposure to the full realm of the business, acting as a trusted backup for trading activities and ensuring the firm remains a pillar of trust for its clients.

What’s in it for You Step into a role with a clear runway for professional growth and succession into the CCO position.

Work within a culture that values mentorship, offering you direct access to senior leadership.

Join a stable, high-touch environment that prioritizes deep industry knowledge over high-frequency turnover.