Legal And Compliance Analyst at Sojitz Corporation Of America

• Job Location New York, NY
• Seniority Associate
• Type Full-time

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Description

SUMMARY OF POSITION: This position is responsible for (i) leading the Legal & Compliance Department (“NYLCD”) in the implementation and continued development of compliance programs for the Company, (ii) providing oversight of the master data management (“MDM”) function for the Company, and (iii) providing paralegal assistance to the NYLCD and staff attorneys.

In-person work at the assigned office location is a regular component of this role’s responsibilities.

This role will report to the General Manager of the NYLCD and Chief Compliance Officer of the Company.

ESSENTIAL FUNCTIONS: In-person work at the assigned office location is a regular component of this role’s responsibilities.

Compliance : Assume primary responsibility for reviewing compliance forms and filings submitted to the NYLCD in accordance with the Company’s Code of Conduct, Anti-Corruption Policy, and Anti-Corruption program.

Advise employees if modifications are needed or additional forms required.

Communicate with business and administrative departments to ensure compliance forms are submitted accurately and reviewed in a timely manner.

Make recommendations to either approve or deny transactions based on compliance risk profile.